Director of Regulatory Reporting

4 months ago


Stockholm, Sweden Nasdaq Full time

Nasdaq is a leading financial institution dedicated to maintaining the highest standards of regulatory compliance and operational excellence. We are seeking a highly skilled and experienced Director of Regulatory Compliance to lead our team and ensure compliance with MiFIR, EMIR, and SFTR reporting requirements. Join us and play a crucial role in maintaining the integrity and quality of our regulatory reporting processes.

The Director of Regulatory Compliance will oversee a team responsible for ensuring compliance with MiFIR, EMIR, and SFTR reporting requirements. This role focuses on data and report quality, operational and system controls, regulatory monitoring, and adaptations to new or changed regulations. The Director will also set and monitor key performance indicators (KPIs) to ensure the effectiveness and efficiency of the reporting processes.
 

Key Responsibilities:
 

Leadership and Team Management

Lead and manage the regulatory compliance team, providing guidance, mentorship, and support. Foster a culture of compliance, accuracy, and continuous improvement within the team.

Regulatory Compliance

Ensure compliance with MiFIR, EMIR, and SFTR reporting requirements. Stay updated on regulatory changes and implement necessary adaptations to reporting processes. Liaise with regulatory bodies and industry groups to stay informed about regulatory developments.

Data and Report Quality

Oversee the quality and accuracy of data and reports submitted to regulatory authorities. Implement and maintain robust data validation and reconciliation processes. Ensure timely and accurate submission of regulatory reports.

Operational and System Controls

Develop and maintain strong operational and system controls to support regulatory reporting. Collaborate with other departments to ensure systems are capable of meeting regulatory requirements. Identify and mitigate risks associated with regulatory reporting.

Regulatory Monitoring and Adaptations

Monitor regulatory changes and assess their impact on the organization’s reporting processes. Implement changes to processes and systems as required by new or amended regulations. Conduct impact assessments and develop action plans to ensure compliance.

Performance Management

Set and monitor KPIs to measure the effectiveness and efficiency of the regulatory reporting function. Prepare and present regular reports to senior management on the status of regulatory reporting compliance. Drive continuous improvement initiatives to enhance reporting processes.

Stakeholder Management

Engage with Exchange business units and CCP on regulatory reporting matters Act as liaison with regulators on issues and questions pertaining to our regulatory reporting
 

We expect you to have:

Bachelor’s degree or equivalent experience in Finance, Accounting, Business, Law or a related field. Extensive experience (7+ years) in regulatory reporting within the financial services industry. In-depth knowledge of MiFIR, EMIR, and SFTR reporting requirements. Proven leadership and team management skills. Strong understanding of data management, operational controls, and IT systems related to regulatory reporting. Excellent analytical, problem-solving, and communication skills. Ability to work in a fast-paced, multifaceted environment and manage multiple priorities.
 

What we offer:

32 annual vacation days 6 additional flex days Pension scheme Health insurance Bonus opportunity and equity plan Hybrid remote working model
 

Does this sound like you?

If this sounds like you, please submit your application in English as soon as possible as the process is ongoing. We will take a summer-break in the recruitment from Mid July to mid August.

Come as You Are

Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law.

We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request an accommodation.



  • Stockholm, Stockholm, Sweden Nasdaq Full time

    Director of Regulatory ReportingNasdaq is a leading financial institution dedicated to maintaining the highest standards of regulatory compliance and operational excellence. We are seeking a highly skilled and experienced Director of Regulatory Compliance to lead our team and ensure compliance with MiFIR, EMIR, and SFTR reporting requirements.Key...


  • Stockholm, Stockholm, Sweden Nasdaq Full time

    Job DescriptionNasdaq is a leading financial institution dedicated to maintaining the highest standards of regulatory compliance and operational excellence. We are seeking a highly skilled and experienced Director of Regulatory Reporting and Compliance to lead our team and ensure compliance with MiFIR, EMIR, and SFTR reporting requirements.Key...


  • Stockholm, Stockholm, Sweden Merz Therapeutics - Europe Full time

    Director of Regulatory ComplianceFull TimeLocation: Nordic RegionWith Professional ExperienceYOUR ROLEWe are looking for a highly skilled professional to take on the role of Director of Regulatory Compliance for the Nordic region. In this essential position, you will report directly to the Nordic General Manager and play a key role in the leadership team at...


  • Stockholm, Stockholm, Sweden Trustly Full time

    Company OverviewTrustly is at the forefront of the human-centric payments revolution, dedicated to creating the most convenient, intelligent, and responsible online payment solutions. Our mission encompasses a wide range of services, from shopping and subscription payments to funding trading accounts and booking travel. As a technology-driven organization,...


  • Stockholm, Stockholm, Sweden TSP (A Syneos Health Company) Full time

    Job Title: Director of Medical Safety ScienceAt TSP (A Syneos Health Company), we are seeking a highly skilled and experienced Director of Medical Safety Science to join our team. As a key member of our global team, you will play a critical role in ensuring the safety and efficacy of our products.About the RoleThe Director of Medical Safety Science will be...


  • Stockholm, Stockholm, Sweden Trustly Full time

    Company OverviewTrustly is at the forefront of the human-centric payments revolution, dedicated to creating the most seamless, intelligent, and responsible online payment solutions. Our innovative approach is powered by cutting-edge technology and the creativity of our talented team. As we expand our reach across Europe and the Americas, we continue to lead...


  • Stockholm, Stockholm, Sweden Trustly Full time

    Company OverviewTrustly is at the forefront of the human-centric payments revolution, dedicated to creating the most seamless, intelligent, and responsible online payment solutions. Our mission encompasses a wide range of online transactions, from shopping and subscriptions to trading and gaming. We pride ourselves on being a technology-driven organization...


  • Stockholm, Sweden RaySearch Laboratories AB (publ) Full time

    RaySearch develops innovative software solutions to improve cancer care. About 1000 clinics in more than 40 countries use RaySearch software to improve treatments and quality of life for patients. RaySearch was founded in 2000 and is listed on Nasdaq Stockholm. The headquarters is located in Stockholm, with subsidiaries in the US, Europe, Asia and Australia...

  • Business Director

    3 weeks ago


    Stockholm, Stockholm, Sweden Belmont Lavan Ltd Full time

    Job DescriptionBelmont Lavan Ltd is seeking a seasoned Business Director to spearhead our Sanctions Screening initiative. This 3-month contract position requires a proactive professional with expertise in regulatory compliance and risk management.Key Responsibilities:Lead the Sanctions Screening program, ensuring all processes meet regulatory...


  • Stockholm, Stockholm, Sweden Merz Therapeutics - Europe Full time

    Director of Regulatory ComplianceFull TimeLocation: NordicsExperience RequiredYOUR ROLEWe are looking for a distinguished professional to take on the role of Director of Regulatory Compliance for the Nordic region. Reporting directly to the Nordic General Manager, you will play a vital role within the Merz Therapeutics Nordic Leadership team. Your regulatory...


  • Stockholm, Stockholm, Sweden MSI Pharma Full time

    Senior Manager of Regulatory AffairsMSI Pharma is seeking a seasoned professional to lead our Regulatory Affairs team in the Nordics. As a Senior Manager, you will be responsible for guiding product development teams to ensure compliance with local regulations, assessing and submitting regulatory documentation, and monitoring product claims.Key...


  • Stockholm, Stockholm, Sweden TSP (A Syneos Health Company) Full time

    About TSP (A Syneos Health Company)TSP is a leading biopharmaceutical company that offers a dynamic and fast-paced work environment. As a member of our global team, you will work with highly skilled and passionate colleagues to advance our exciting product pipeline.Job SummaryWe are seeking a highly experienced and skilled Director of Medical Safety Science...


  • Stockholm, Stockholm, Sweden Merz Therapeutics - Europe Full time

    Head of Regulatory Affairs / QA/ Product Safety (m/f/d) NordicsWe are seeking an exceptional individual to take on the role of Head of Regulatory Affairs / QA/ Product Safety for the Nordic region. In this pivotal position, you will report directly to the Nordic General Manager and be an integral member of the Merz Therapeutics Nordic Leadership team. Your...

  • Finance Director

    3 weeks ago


    Stockholm, Stockholm, Sweden Re:Con Finance AB Full time

    About the RoleWe are seeking a highly skilled and experienced Finance Director to join our team at Re:Con Finance AB. As a key member of our management team, you will be responsible for leading our finance function and driving business growth.Key ResponsibilitiesFinancial Strategy: Develop and execute a comprehensive financial strategy aligned with the...


  • Stockholm, Stockholm, Sweden Bondi Chefrekrytering AB Full time

    Senior RA Specialist Med Tech - Life Science - GlobalThis is an excellent opportunity to join an innovative and international Swedish medtech company with high potential at an exciting time in its evolution.Purpose of Position:Responsible for developing and implementing regulatory strategies to ensure compliance with laws and regulations set by healthcare...


  • Stockholm, Stockholm, Sweden Sobi, Inc Full time

    Job DescriptionThe Product Quality Director provides strategic leadership and guidance to ensure the development and delivery of high-quality products that meet regulatory requirements and customer expectations. This role is responsible for ensuring end-to-end compliance for product manufacturing and life cycle management, implementing and maintaining...


  • Stockholm, Stockholm, Sweden Vattenfall Full time

    About the JobVattenfall is seeking a highly experienced and skilled Director of Security and Resilience to lead our Corporate Security and Resilience function. As a key member of our management team, you will be responsible for developing and implementing a comprehensive security strategy that aligns with our company's goals and objectives.Key...


  • Stockholm, Stockholm, Sweden Bondi Chefrekrytering AB Full time

    Senior RA Specialist Med Tech - Life Science - GlobalThis is an exciting opportunity to contribute to the growth and success of a pioneering Swedish medtech company.Purpose of Position:Develop and implement regulatory strategies to ensure compliance with laws and regulations set by healthcare regulatory agencies.Collaborate with license partners to provide...


  • Stockholm, Stockholm, Sweden Merz Therapeutics - Europe Full time

    Head of Regulatory Affairs and Quality AssuranceWe are seeking an exceptional individual to lead our Regulatory Affairs and Quality Assurance team in the Nordic region. As a key member of the Merz Therapeutics Nordic Leadership team, you will report directly to the Nordic General Manager and be responsible for shaping our regulatory strategies, ensuring...


  • Stockholm, Stockholm, Sweden H&M Group Full time

    About H&M GroupH&M Group is a leading fashion company that believes in making great design available to everyone. Our family of brands offers customers around the world a wide range of fashion, beauty, accessories, and homeware products.At H&M Group, we're committed to sustainability and strive to create a positive impact on the environment, society, and our...