Director of Regulatory Compliance and Reporting

2 weeks ago

Stockholm, Stockholm, Sweden Nasdaq Full time
Job Description:

Nasdaq is a leading financial institution dedicated to maintaining the highest standards of regulatory compliance and operational excellence. We are seeking a highly skilled and experienced Director of Regulatory Compliance to lead our team and ensure compliance with MiFIR, EMIR, and SFTR reporting requirements.

Key Responsibilities:

Leadership and Team Management
  • Lead and manage the regulatory compliance team, providing guidance, mentorship, and support.
  • Foster a culture of compliance, accuracy, and continuous improvement within the team.

Regulatory Compliance
  • Ensure compliance with MiFIR, EMIR, and SFTR reporting requirements.
  • Stay updated on regulatory changes and implement necessary adaptations to reporting processes.
  • Liaise with regulatory bodies and industry groups to stay informed about regulatory developments.

Data and Report Quality
  • Oversee the quality and accuracy of data and reports submitted to regulatory authorities.
  • Implement and maintain robust data validation and reconciliation processes.
  • Ensure timely and accurate submission of regulatory reports.

Operational and System Controls
  • Develop and maintain strong operational and system controls to support regulatory reporting.
  • Collaborate with other departments to ensure systems are capable of meeting regulatory requirements.
  • Identify and mitigate risks associated with regulatory reporting.

Regulatory Monitoring and Adaptations
  • Monitor regulatory changes and assess their impact on the organization's reporting processes.
  • Implement changes to processes and systems as required by new or amended regulations.
  • Conduct impact assessments and develop action plans to ensure compliance.

Performance Management
  • Set and monitor KPIs to measure the effectiveness and efficiency of the regulatory reporting function.
  • Prepare and present regular reports to senior management on the status of regulatory reporting compliance.
  • Drive continuous improvement initiatives to enhance reporting processes.

Stakeholder Management
  • Engage with Exchange business units and CCP on regulatory reporting matters
  • Act as liaison with regulators on issues and questions pertaining to our regulatory reporting

Requirements:

  • Bachelor's degree or equivalent experience in Finance, Accounting, Business, Law, or a related field.
  • Extensive experience (7+ years) in regulatory reporting within the financial services industry.
  • In-depth knowledge of MiFIR, EMIR, and SFTR reporting requirements.
  • Proven leadership and team management skills.
  • Strong understanding of data management, operational controls, and IT systems related to regulatory reporting.
  • Excellent analytical, problem-solving, and communication skills.
  • Ability to work in a fast-paced, multifaceted environment and manage multiple priorities.

What We Offer:

  • 32 annual vacation days
  • 6 additional flex days
  • Pension scheme
  • Health insurance
  • Bonus opportunity and equity plan
  • Hybrid remote working model

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