Current jobs related to Director of Regulatory Compliance - Stockholm, Stockholm - Nasdaq

  • Director of Regulatory Compliance and Reporting

    4 weeks ago

    Stockholm, Stockholm, Sweden Nasdaq Full time

    Job Description:Nasdaq is a leading financial institution dedicated to maintaining the highest standards of regulatory compliance and operational excellence. We are seeking a highly skilled and experienced Director of Regulatory Compliance to lead our team and ensure compliance with MiFIR, EMIR, and SFTR reporting requirements. Key...

  • Regulatory Reporting Director

    1 month ago

    Stockholm, Stockholm, Sweden Nasdaq Full time

    Nasdaq is a leading financial institution dedicated to maintaining the highest standards of regulatory compliance and operational excellence. We are seeking a highly skilled and experienced Director of Regulatory Compliance to lead our team and ensure compliance with MiFIR, EMIR, and SFTR reporting requirements.The Director of Regulatory Compliance will...

  • Regulatory Reporting Lead

    2 weeks ago

    Stockholm, Stockholm, Sweden Nasdaq Full time

    Nasdaq is a leading financial institution dedicated to upholding the highest standards of regulatory compliance and operational excellence. Our Regulatory Reporting team plays a crucial role in maintaining the integrity and quality of our reporting processes.Job DescriptionWe are seeking an experienced Director of Regulatory Reporting to lead our team and...

  • Global Tax Compliance Specialist

    3 weeks ago

    Stockholm, Stockholm, Sweden Sovos Compliance Full time

    Unlock Your Potential as a Global Tax Compliance SpecialistSovos Compliance, a leading provider of tax compliance and trust solutions, is seeking an experienced Global Tax Compliance Specialist to join our team.About the Role:This exciting opportunity will see you working closely with our Direct Sales and Alliance teams to provide technical support during...

  • Regulatory Compliance Expert

    4 weeks ago

    Stockholm, Stockholm, Sweden Nasdaq Full time

    About UsNasdaq is seeking a Regulatory Compliance Specialist to join our Listing Qualifications team in Stockholm. Our team is responsible for ensuring that issuers and trading participants comply with Exchange rules and regulations.About the RoleYou will be part of a small team assessing listing applications to ensure they meet the quality standards...

  • Regulatory Compliance Expert for Listing Qualifications

    2 weeks ago

    Stockholm, Stockholm, Sweden Nasdaq Full time

    At Nasdaq, we are seeking a skilled Regulatory Compliance Specialist to join our Listing Qualifications team in Stockholm, Sweden. This role is part of the Surveillance organization, which ensures issuers and trading participants comply with Exchange rules and regulations.The Listing Qualifications team is responsible for supervising companies looking to...

  • Financial Crime Compliance Specialist

    4 weeks ago

    Stockholm, Stockholm, Sweden Worldline Full time

    Compliance Role in a Global Payments CompanyWorldline is seeking a Compliance Officer with experience in AML/CFT and Financial Sanctions to join our Nordic Compliance team. As a part of the team, you will work with the Nordic Worldline entities and be based in Stockholm.Key ResponsibilitiesCollaborate with the AML/CFT Compliance Officer on reports to senior...

  • Regulatory Sciences Director

    3 weeks ago

    Stockholm, Stockholm, Sweden ProPharma Group Full time

    At ProPharma Group, we are seeking a highly skilled Senior Manager, Regulatory Sciences to join our team of experts in the field of regulatory sciences.Key Responsibilities:Lead discreet client projects, manage project teams, and ensure efficient project execution.Author global nonclinical/clinical aspects of regulatory documentation, including environmental...

  • Regulatory Risk Governance Expert

    3 weeks ago

    Stockholm, Stockholm, Sweden Nordea Bank Full time

    At Nordea Bank, we are seeking a seasoned Regulatory Risk Governance Expert to join our Compliance Risk Governance team. This role offers an exciting opportunity to leverage your expertise in regulatory analysis and risk management to drive compliance excellence.About the RoleWe are looking for a highly skilled professional with a strong background in...

  • Director of Product

    4 weeks ago

    Stockholm, Stockholm, Sweden Wolt Full time

    About the RoleWe are seeking a highly skilled Director of Product to lead our Fintech Group at Wolt. In this role, you will be responsible for guiding teams that ensure fast, reliable, and accessible financial solutions within and beyond the Wolt platform. Your focus will be on developing financial products that support the entire lifecycle of our financial...

  • Data Insights Director

    4 weeks ago

    Stockholm, Stockholm, Sweden Podme Full time

    About the RoleWe are seeking a highly skilled Data Insights Director to join our team at Podme. As a key member of our leadership team, you will play a crucial role in shaping our data-driven strategies and driving business growth.The ideal candidate will have a strong background in data analysis, leadership, and business acumen. They will be responsible for...

  • Compliance Officer

    4 weeks ago

    Stockholm, Stockholm, Sweden AXA Group Full time

    Compliance Officer RoleAXA XL is seeking a Compliance Officer to join our team in the Nordic region. As a Compliance Officer, you will be responsible for implementing and monitoring the local Compliance Programme, promoting a culture of compliance across the Nordic business, and providing timely and accurate advice to internal and external stakeholders on...

  • Compliance Risk Governance Specialist

    4 weeks ago

    Stockholm, Stockholm, Sweden Nordea Bank Full time

    Job Opportunity:We are seeking a highly skilled Lead Compliance Officer to join our Compliance Risk Governance team. As a key member of the team, you will play a crucial role in performing and advising on Compliance Risk identification and registration processes.About the Role:As the Lead Compliance Officer, you will be responsible for supporting the Group...

  • Treasury Director Leadership

    3 weeks ago

    Stockholm, Stockholm, Sweden Cint Full time

    Cash Flow Management ExpertCint is seeking a skilled Treasury Director to manage its global cash flow, liquidity, and financial risk management functions. As a key member of the finance team, the successful candidate will report into the SVP Group Reporting, Tax and Control, and collaborate with the CFO and other senior executives to ensure optimal financial...

  • Regulatory Sciences Expert

    2 weeks ago

    Stockholm, Stockholm, Sweden ProPharma Group Full time

    At ProPharma Group, we are dedicated to empowering biotech, med device, and pharmaceutical organizations to advance scientific breakthroughs. As the world's largest RCO (Research Consulting Organization), we partner with our clients through an advise-build-operate model across the entire product lifecycle.We offer a comprehensive suite of consulting...

  • Financial Director

    4 weeks ago

    Stockholm, Stockholm, Sweden Intrum Full time

    About the RoleWe are seeking a seasoned Finance professional to lead our global finance accounting and reporting team.Key ResponsibilitiesProvide strategic direction and financial expertise to ensure compliance with accounting standards and regulatory requirements.Enable timely and accurate preparation of financial statements, reports, and...

  • Compliance Risk Manager

    2 weeks ago

    Stockholm, Stockholm, Sweden AXA Group Full time

    Discover Your OpportunityWe are seeking a skilled Compliance Risk Manager to join our team in Stockholm, Sweden. In this role, you will be responsible for developing and driving our compliance function for the Nordic countries.You will work closely with the Head of Compliance and Regulatory Affairs, Europe and the Legal Counsel, Nordic Region to implement...

  • Risk och Compliance Expert

    3 weeks ago

    Stockholm, Stockholm, Sweden TEKsystems Full time

    "Om oss:Vi är en av delarna av TEKsystems, en ledande leverantör av IT-tjänster. Vi söker en erfaren konsult som kan sätta upp våra processer och arbetssätt inom risk och compliance.Uppdragets innehåll:Arbetet innebär mycket samarbete med motsvarande avdelningar hos vårt ägarbolag. Du kommer att arbeta med att uppbygga och utveckla våra processer...

  • Financial Crime Compliance Officer

    1 month ago

    Stockholm, Stockholm, Sweden Worldline Full time

    Compliance Officer - AML/CFTAt Worldline, we are seeking a highly skilled Compliance Officer to join our Nordic Compliance team in Stockholm, Sweden. As a key member of our team, you will play a critical role in ensuring our business operations comply with AML/CFT and financial sanctions regulations.Key Responsibilities:Collaborate with the AML/CFT...

  • Global Treasury Director

    1 month ago

    Stockholm, Stockholm, Sweden Intrum Full time

    At Intrum, you will have the opportunity to make a significant impact on the company's financial strategy. As our Global Treasury Director, you will be responsible for overseeing all treasury activities and financial risk management across the Group, serving as the Group's internal bank. Your scope of responsibilities will be broad, covering the entire set...

Director of Regulatory Compliance

2 months ago

Stockholm, Stockholm, Sweden Nasdaq Full time
Director of Regulatory Reporting

Nasdaq is a leading financial institution dedicated to maintaining the highest standards of regulatory compliance and operational excellence. We are seeking a highly skilled and experienced Director of Regulatory Compliance to lead our team and ensure compliance with MiFIR, EMIR, and SFTR reporting requirements.

Key Responsibilities:
  • Lead and manage the regulatory compliance team, providing guidance, mentorship, and support.
  • Foster a culture of compliance, accuracy, and continuous improvement within the team.
  • Ensure compliance with MiFIR, EMIR, and SFTR reporting requirements.
  • Stay updated on regulatory changes and implement necessary adaptations to reporting processes.
  • Liaise with regulatory bodies and industry groups to stay informed about regulatory developments.
  • Oversee the quality and accuracy of data and reports submitted to regulatory authorities.
  • Implement and maintain robust data validation and reconciliation processes.
  • Ensure timely and accurate submission of regulatory reports.
  • Develop and maintain strong operational and system controls to support regulatory reporting.
  • Collaborate with other departments to ensure systems are capable of meeting regulatory requirements.
  • Identify and mitigate risks associated with regulatory reporting.
  • Monitor regulatory changes and assess their impact on the organization's reporting processes.
  • Implement changes to processes and systems as required by new or amended regulations.
  • Conduct impact assessments and develop action plans to ensure compliance.
  • Set and monitor KPIs to measure the effectiveness and efficiency of the regulatory reporting function.
  • Prepare and present regular reports to senior management on the status of regulatory reporting compliance.
  • Drive continuous improvement initiatives to enhance reporting processes.
  • Engage with Exchange business units and CCP on regulatory reporting matters.
  • Act as liaison with regulators on issues and questions pertaining to our regulatory reporting.
Requirements:
  • Bachelor's degree or equivalent experience in Finance, Accounting, Business, Law, or a related field.
  • Extensive experience (7+ years) in regulatory reporting within the financial services industry.
  • In-depth knowledge of MiFIR, EMIR, and SFTR reporting requirements.
  • Proven leadership and team management skills.
  • Strong understanding of data management, operational controls, and IT systems related to regulatory reporting.
  • Excellent analytical, problem-solving, and communication skills.
  • Ability to work in a fast-paced, multifaceted environment and manage multiple priorities.
What We Offer:
  • 32 annual vacation days.
  • 6 additional flex days.
  • Pension scheme.
  • Health insurance.
  • Bonus opportunity and equity plan.
  • Hybrid remote working model.