Regulatory Compliance Specialist

2 weeks ago


Stockholm, Stockholm, Sweden Nasdaq Full time

About Us

Nasdaq is a leading global provider of financial data and technology services. We are seeking a highly skilled Regulatory Compliance Specialist to join our Listing Qualifications team in Stockholm, Sweden.

Job Summary

The Listing Qualifications team is responsible for ensuring that companies meet the quality standards required by Nasdaq and underlying legislation. As a Regulatory Compliance Specialist, you will be part of a small and specialized team that assesses listing applications and provides external communication of Nasdaq's rules and processes.

Key Responsibilities

  • Assess listing applications to ensure they meet the quality standards required by Nasdaq.
  • Provide external communication of Nasdaq's rules and processes through rulebooks, guidelines, and general information to the market.
  • Lead contact with companies and their advisors, close cooperation with the commercial side of Nasdaq, and require a high level of integrity.

Requirements

  • A degree in Economics, Law, Business, or Finance.
  • Some relevant work experience from an Exchange, regulator, law or accounting firm, or other company active in financial services.
  • Experience in working with rules and regulations and critically analyzing information.
  • Excellent communication skills in English and Swedish, both written and spoken.
  • High levels of attention to detail.
  • A commercial approach.
  • The ability to take ownership and work independently and close together with team members is service-minded.

What We Offer

You can expect an autonomous but fast-paced work environment where you are recognized for your results and ability to drive things forward. Every day brings many opportunities to learn & grow and rewards with a global impact we build.

At Nasdaq, we strive to challenge the status quo and always look for new ways to do things to improve and exceed the collective goals of our teams, company, and customers. A strong inner drive and adaptability are therefore crucial to succeed at Nasdaq.

This is a full-time position located in Stockholm, Sweden. As the process is ongoing, please submit your application in English.

Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law.

We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request an accommodation.



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