Regulatory Compliance Specialist to Listing Qualifications

1 month ago

Stockholm, Sweden Nasdaq Full time

Who We Are

Nasdaq is looking for a Regulatory Compliance Specialist – to join our Listing Qualifications team in Stockholm within the Surveillance organization. The Surveillance organization supervises issuers' and trading participants' compliance with the Exchange rules and other relevant regulations. As a regulatory function responsible for enforcement, we must possess detailed knowledge and understanding of the regulation and related practices that apply to listed companies and act with the highest integrity. Our fundamental objective is to ensure that the market's confidence in Nasdaq, our needs, and the securities' market, in general, is maintained.

The Listing Qualifications team is the gatekeeper for any company looking to list on the Nasdaq Stockholm Exchange. The team handles the application process for admission to trading all product types (shares, bonds, ETPs, etc.) on our markets by checking that issuers and instruments meet the quality standards required by Nasdaq and underlying legislation.

What You Will Do

You will be part of a small and specialized Listing Qualifications team within Nasdaq's Surveillance organization, assessing listing applications to ensure they meet the quality standards required by Nasdaq. External communication of Nasdaq's rules and processes, through rulebooks, guidelines, and general information to the market, is also a crucial part of the Listing Qualifications team's work.

The work of the Listings Qualifications team includes leading contact with companies and their advisors, close cooperation with the commercial side of Nasdaq, and requires a high level of integrity. The Listings Qualifications team is based in Stockholm and is part of Nasdaq's broader European Surveillance function. Nasdaq is an international company, and partnership with Nasdaq colleagues in other countries is an essential aspect of the job.

We Expect You To

To be successful in this role, besides having a genuine curiosity about the financial markets and sharing our view that efficient regulation is a cornerstone of well-functioning markets, we are interested in candidates having:

A degree in Economics, Law, Business, or Finance.

Some relevant work experience – for example, from an Exchange, regulator, law or accounting firm, or other company active in financial services.

Experience in working with rules and regulations and critically analyzing information.

Excellent communication skills in English and Swedish, both written and spoken. High levels of attention to detail. A commercial approach. The ability to take ownership and work independently and close together with team members is service-minded.

What We Offer

You can expect an autonomous but fast-paced work environment where you are recognized for your results and ability to drive things forward. Every day brings many opportunities to learn & grow and rewards with a global impact we build.

At Nasdaq, we strive to challenge the status quo and always look for new ways to do things to improve and exceed the collective goals of our teams, company, and customers. A strong inner drive and adaptability are therefore crucial to succeed at Nasdaq.

This is a full-time position located in Stockholm, Sweden. As the process is ongoing, please submit your application in English.

Come as You Are

Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law.

We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request an accommodation.

  • Regulatory Compliance Specialist to Listing Qualifications

    2 weeks ago

    Stockholm, Stockholm, Sweden Nasdaq, Inc. Full time

    Regulatory Compliance Specialist to Listing Qualifications page is loaded Regulatory Compliance Specialist to Listing Qualifications Apply locations Sweden - Tullvaktsvägen - Stockholm time type Full time posted on Posted Yesterday job requisition id R Who We AreNasdaq is looking for aRegulatory Compliance Specialist– to join our Listing Qualifications...

  • Experienced Lawyer to Listing Qualifications

    2 weeks ago

    Stockholm, Stockholm, Sweden Nasdaq, Inc. Full time

    Experienced Lawyer to Listing Qualifications page is loaded Experienced Lawyer to Listing Qualifications Apply locations Sweden - Tullvaktsvägen - Stockholm time type Full time posted on Posted Yesterday job requisition id R We are looking for a Senior Lawyer to Listing Qualifications at Nasdaq, are you a lawyer with extensive experience in Capital...

  • Experienced Lawyer to Listing Qualifications

    1 month ago

    Stockholm, Sweden Nasdaq Full time

    We are looking for a Senior Lawyer to Listing Qualifications at Nasdaq, are you a lawyer with extensive experience in Capital Markets, securities law and financial regulations? Then this might be your next step!   Nasdaq Stockholm has developed into one of the most active marketplaces for listings in Europe. Nasdaq’s legal and regulatory group, and in...

  • Experienced Lawyer to Listing Qualifications

    2 weeks ago

    Stockholm, Stockholm, Sweden Nasdaq Full time

    We are looking for a Senior Lawyer to Listing Qualifications at Nasdaq, are you a lawyer with extensive experience in Capital Markets, securities law and financial regulations? Then this might be your next step Nasdaq Stockholm has developed into one of the most active marketplaces for listings in Europe. Nasdaq's legal and regulatory group, and in...

  • Experienced Lawyer to Listing Qualifications

    4 weeks ago

    Stockholm, Sweden Nasdaq Full time

    We are looking for a Senior Lawyer to Listing Qualifications at Nasdaq, are you a lawyer with extensive experience in Capital Markets, securities law and financial regulations? Then this might be your next step!   Nasdaq Stockholm has developed into one of the most active marketplaces for listings in Europe. Nasdaq’s legal and regulatory group, and in...

  • Regulatory Compliance Specialist

    2 weeks ago

    Stockholm, Stockholm, Sweden CAE Full time

    Role and Responsibilities CAE is a high-technology company, bringing the digital and physical worlds closer together to create a safer world. Our vision is to be the worldwide partner of choice in civil aviation, defence and security, by revolutionizing our customers' training and critical operations with digitally immersive solutions to elevate safety,...

  • Regulatory Compliance Specialist

    2 weeks ago

    Stockholm, Stockholm, Sweden CAE Inc Full time

    Regulatory Compliance Specialist page is loaded Regulatory Compliance Specialist Apply locations Stockholm Copenhagen Oslo, Norway time type Full time posted on Posted 2 Days Ago job requisition id Role and Responsibilities CAE is a high-technology company, bringing the digital and physical worlds closer together to create a safer world. Our vision is to...

  • Regulatory Compliance Specialist

    4 weeks ago

    Stockholm, Sweden CAE Full time

    Role and Responsibilities CAE is a high-technology company, bringing the digital and physical worlds closer together to create a safer world. Our vision is to be the worldwide partner of choice in civil aviation, defence and security, by revolutionizing our customers’ training and critical operations with digitally immersive solutions to elevate...

  • Regulatory Compliance Specialist

    1 month ago

    Stockholm, Stockholm, Sweden CAE Full time

    Role and Responsibilities CAE is a high-technology company, bringing the digital and physical worlds closer together to create a safer world. Our vision is to be the worldwide partner of choice in civil aviation, defence and security, by revolutionizing our customers' training and critical operations with digitally immersive solutions to elevate safety,...

  • Regulatory Compliance Specialist

    2 weeks ago

    Stockholm, Stockholm, Sweden CAE Full time

    Role and Responsibilities CAE is a high-technology company, bringing the digital and physical worlds closer together to create a safer world. Our vision is to be the worldwide partner of choice in civil aviation, defence and security, by revolutionizing our customers' training and critical operations with digitally immersive solutions to elevate safety,...

  • Regulatory Compliance Specialist

    4 weeks ago

    Stockholm, Stockholm, Sweden CAE Full time

    Role and Responsibilities CAE is a high-technology company, bringing the digital and physical worlds closer together to create a safer world. Our vision is to be the worldwide partner of choice in civil aviation, defence and security, by revolutionizing our customers' training and critical operations with digitally immersive solutions to elevate safety,...

  • Regulatory Compliance Specialist

    2 months ago

    Stockholm-Arlanda, Sweden CAE Inc Full time

    Role and Responsibilities CAE is a high-technology company, bringing the digital and physical worlds closer together to create a safer world. Our vision is to be the worldwide partner of choice in civil aviation, defence and security, by revolutionizing our customers’ training and critical operations with digitally immersive solutions to elevate...

  • Regulatory Compliance Specialist

    1 month ago

    Stockholm, Sweden CAE Full time

    Role and...

  • Regulatory Compliance Specialist

    4 weeks ago

    Stockholm, Sweden CAE Full time

    Role and...

  • Junior Regulatory Counsel

    1 month ago

    Stockholm, Sweden Sovos Compliance Full time

    Build your future with Sovos.If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities in...

  • Junior Regulatory Counsel

    4 weeks ago

    Stockholm, Sweden Sovos Compliance Full time

    Build your future with Sovos.If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities in...

  • Compliance Specialist

    2 weeks ago

    Stockholm, Stockholm, Sweden CO-WORKER TECHNOLOGY Full time

    Compliance Specialist - Battery Systems DevelopmentWe usually respond within a day Role Summary:Ensure battery systems meet all relevant legislative and market-specific standards to facilitate global market access.Responsibilities:- Identify and interpret regulatory requirements for battery system products to ensure compliance.- Work with engineering teams...

  • Compliance Specialist

    2 weeks ago

    Stockholm, Stockholm, Sweden Soltia Full time

    Company Description Soltia is a consulting company with a bunch of technology-interested and happy people We love technology, we love design and we love quality. Our diversity makes us unique and creates an inclusive and welcoming workplace where each individual is highly valued. With us, each individual is her/himself and respects others for who they are...

  • Material Compliance Specialist

    2 weeks ago

    Stockholm, Stockholm, Sweden Polarium Full time

    Job Description:We're on a journey to change the way the world uses energy and accelerate the transition to renewable energy through our market-leading energy storage systems. We operate in nearly every continent, and the cornerstone for our company's rapid growth is making products that matter for society. In our international team, you'll have the key...

  • Junior Regulatory Counsel

    1 month ago

    Stockholm, Sweden Sovos Full time

    The Work You’ll Do : The EMEA Regulatory Analysis team for VAT, based over offices in Portugal, Sweden, and Turkey, offers interesting and challenging legal research work in a multinational environment within a cutting-edge information security and fiscal compliance space. With a team of seven regulatory counsels/specialists, currently with roots...