Regulatory Compliance Specialist to Listing Qualifications
6 months ago
Who We Are
Nasdaq is looking for a Regulatory Compliance Specialist – to join our Listing Qualifications team in Stockholm within the Surveillance organization. The Surveillance organization supervises issuers' and trading participants' compliance with the Exchange rules and other relevant regulations. As a regulatory function responsible for enforcement, we must possess detailed knowledge and understanding of the regulation and related practices that apply to listed companies and act with the highest integrity. Our fundamental objective is to ensure that the market's confidence in Nasdaq, our needs, and the securities' market, in general, is maintained.
The Listing Qualifications team is the gatekeeper for any company looking to list on the Nasdaq Stockholm Exchange. The team handles the application process for admission to trading all product types (shares, bonds, ETPs, etc.) on our markets by checking that issuers and instruments meet the quality standards required by Nasdaq and underlying legislation.
What You Will Do
You will be part of a small and specialized Listing Qualifications team within Nasdaq's Surveillance organization, assessing listing applications to ensure they meet the quality standards required by Nasdaq. External communication of Nasdaq's rules and processes, through rulebooks, guidelines, and general information to the market, is also a crucial part of the Listing Qualifications team's work.
The work of the Listings Qualifications team includes leading contact with companies and their advisors, close cooperation with the commercial side of Nasdaq, and requires a high level of integrity. The Listings Qualifications team is based in Stockholm and is part of Nasdaq's broader European Surveillance function. Nasdaq is an international company, and partnership with Nasdaq colleagues in other countries is an essential aspect of the job.
We Expect You To
To be successful in this role, besides having a genuine curiosity about the financial markets and sharing our view that efficient regulation is a cornerstone of well-functioning markets, we are interested in candidates having:
A degree in Economics, Law, Business, or Finance.
Some relevant work experience – for example, from an Exchange, regulator, law or accounting firm, or other company active in financial services.
Experience in working with rules and regulations and critically analyzing information.
Excellent communication skills in English and Swedish, both written and spoken. High levels of attention to detail. A commercial approach. The ability to take ownership and work independently and close together with team members is service-minded.
What We Offer
You can expect an autonomous but fast-paced work environment where you are recognized for your results and ability to drive things forward. Every day brings many opportunities to learn & grow and rewards with a global impact we build.
At Nasdaq, we strive to challenge the status quo and always look for new ways to do things to improve and exceed the collective goals of our teams, company, and customers. A strong inner drive and adaptability are therefore crucial to succeed at Nasdaq.
This is a full-time position located in Stockholm, Sweden. As the process is ongoing, please submit your application in English.
Come as You Are
Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law.
We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request an accommodation.
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