Compliance Officer

2 days ago

Stockholm, Stockholm, Sweden SB1 Markets Full time

We are looking to strengthen our compliance function and are seeking a Compliance Officer for our Stockholm office. The ideal candidate has several years of experience working within an investment firm, with deep expertise in MiFID II regulation. You will work at out Stockholm Office and be a part of the Group Compliance Team supporting the business in maintaining regulatory compliance across a wide range of activities.

We are looking for someone who is structured and meticulous, with the ability to translate complex regulatory requirements into clear, actionable guidance for the business. You take ownership of your work, exercise sound judgment, and are confident engaging with stakeholders at all levels of the organisation.

We value a Compliance Officer who is not only skilled in identifying risks and ensuring regulatory adherence, but who also acts as a trusted advisor—someone who helps the organisation operate efficiently while remaining compliant.

Responsibilities

  • Providing advice and support to operational departments on compliance matters
  • Developing and ensuring adherence to internal procedures
  • Monitor regulatory compliance across the business
  • Interpret legal and industry requirements and translate them into actionable guidance
  • Identify risk areas and ensure appropriate mitigation measures are implemented
  • Conduct internal training on compliance topics and procedures
  • Participating in cross-functional projects across the organisation

Qualifications

  • Bachelor´s degree in law, business or a related field combined with relevant professional experience.
  • Several years of experience in compliance within a regulated industry
  • Strong understanding of financial institutions and securities law is an advantage
  • Experience working closely with business units on controls activities and supervisory tasks

Personal Attributes

  • Well-organised and structured
  • Responsible with high ethical standards and personal integrity
  • Independent and solution-oriented with strong prioritisation skills
  • Proactive and curious by nature
  • Strong collaboration and communication skills
  • Fluent in Swedish and excellent skills in written and spoken English
  • Thrives in a dynamic and high paced work environment with diverse tasks

What We Offer
We offer the right candidate a challenging and rewarding position in a growing investment firm, with varied responsibilities and strong opportunities to influence. You will join a positive and professional team of 14 colleagues you will work closely with. We support professional development through courses and seminars.

Application
The application must include a cover letter, CV, grade transcripts from university, and any other relevant documents.

Application deadline is November 28th 2025, but applications will be reviewed on a rolling basis.

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