Regulatory Reporting Manager

1 week ago

Stockholm, Stockholm, Sweden FNZ Full time

Role Description

Regulatory reporting manager is a key role within the Regulatory Operations team and will provide:

  • Oversight for Regulatory Reporting, ensuring timeliness, accuracy and completeness requirements of specific regulations are met

  • Trade Surveillance operational oversight and alert management in line with Market Abuse requirements for FNZ Brokerage & Custody function

  • Communication of reporting metrics to senior management, internal stakeholders and clients

  • Periodic data quality review to ensure accurate and complete reports are being sent to the regulators

  • Documentation and implementation of Regulatory Reporting procedures and workflows according to client requirements

Team Responsibilities

The Regulatory Operations team is responsible for providing reporting services to FNZ Brokerage & Custody business line and its clients.

The team oversees the submission of regulatory reports and trade surveillance data from upstream client order management and trading systems. The data is validated, enriched and submitted to a third party technical router who submits to the regulatory end point for each reporting regime.

Regulatory reporting submission are monitored for timeliness, accuracy and completeness. Order and trade data is monitored for Market Abuse.

Specific Role Responsibilities

  1. Oversight of daily monitoring of transaction reporting across all regulations supported including the following jurisdictions: EMIR, MiFIR, ASIC and MAS

  2. Oversight of daily monitoring of orders and trades for Market Abuse

  3. Reconciliation of trade data from primary source systems against regulatory submission reports extracted from the regulatory end point

  4. Responsible for communicating reporting metrics to legal and compliance and escalating reporting breaches and failures.

  5. Point of contact and vendor liaison for the implementation of Regulatory Reporting services provided by vendor to FNZ.

  6. Management of the issue remediation process including day to day issue correction and back reporting. Managing resolution of issues upstream providing requirements to make changes to source systems where necessary.

  7. Horizon scanning and impact analysis of upcoming regulatory changes eg. Regulatory rewrites, MIFIR updates.

  8. Creating daily procedural steps and outcomes for reporting scenarios

  9. Attend working groups and conferences on behalf of the firm and disseminate knowledge

Experience required

5 years + Industry experience in Financial Markets essential

Required Knowledge & Skills

Experience

  • A proven track record of managing Regulatory Reporting projects

  • Hands-on experience of EMIR, MIFIR, ASIC and MAS

  • Able to work independently and with initiative

  • Strong written and verbal communication skills in English and a desire to work as part of a global team.

  • Excellent organisational, administration and time management skills.

Opportunities

  • Right from day one, you will work alongside exceptional, multicultural teams - experts in their respective fields - who will inspire and challenge you to make your greatest impact.

  • Be part of a highly successful, rapidly growing, global business that is leading the delivery of financial services via cloud computing and partners with some of the world's largest companies;

  • Working in a flexible and agile way that meets the needs of the business and personal circumstances;

  • Remuneration, significant financial rewards and career advancement is based on individual contribution and business impact rather than tenure or seniority;

  • We provide global career opportunities for our best employees at any of our offices in the UK, EU, US, Canada, South Africa and APAC.

Commitment to Equal Opportunities

At FNZ, we recognise that diversity, equity and inclusion are important factors contributing to our success. We embrace the unique perspective and capabilities of our current and future employees, which will help us continue to drive innovation and achieve our business goals. Recruitment decisions at FNZ are made in a non-discriminatory manner without regard to gender, ethnicity/race, faith, age, nationality, gender identity, sexual orientation, marital status, socio-economic background, disability or military veteran status where all applicants and employees are valued and respected.

In addition, we want to ensure accessibility needs are well supported, if you require specific support please advise us.

#J-18808-Ljbffr

  • Regulatory Reporting Manager

    1 week ago

    Stockholm, Stockholm, Sweden FNZ (UK) Ltd Full time

    Regulatory Reporting Manager page is loadedRegulatory Reporting ManagerApply locations Stockholm - Sweden time type Full time posted on Posted 12 Days Ago job requisition id REQ-12852Role DescriptionRegulatory reporting manager is a key role within the Regulatory Operations team and will provide:Oversight for Regulatory Reporting, ensuring timeliness,...

  • Director of Regulatory Reporting

    7 days ago

    Stockholm, Stockholm, Sweden TN Sweden Full time

    Social network you want to login/join with:Director of Regulatory Reporting, StockholmClient: NasdaqLocation: Stockholm, SwedenJob Category: OtherEU work permit required: YesJob Reference:75ef22d6376dJob Views:80Posted:22.01.2025Expiry Date:08.03.2025Job Description:Nasdaq is a leading financial institution dedicated to maintaining the highest standards of...

  • Regulatory Affairs Manager

    6 days ago

    Stockholm, Stockholm, Sweden TN Sweden Full time

    TN Sweden seeks a Regulatory Affairs Manager to join our Medical department. This dedicated and committed team is expanding, with the role reporting to the Head of Regulatory Affairs, Quality Assurance, and Pharmacovigilance.The successful candidate will enjoy working in a small, fast-moving company with an agile approach and strong employee culture. A...

  • Senior Financial Reporting Manager

    7 days ago

    Stockholm, Stockholm, Sweden SEB group Full time

    Drive transformation and excellence in SEB's Group Finance as we seek a highly skilled Senior Financial Reporting Manager to lead our Accounting, Financial, and Regulatory Reporting processes. This senior role requires a deep understanding of internal funds transfer pricing (IFTP) and the ability to develop and implement global initiatives.The ideal...

  • Regulatory Affairs Manager

    7 days ago

    Stockholm, Stockholm, Sweden TN Sweden Full time

    Are you a communicative and detail-oriented person with the drive to navigate the complex landscape of regulatory and marketing compliance?You now have an opportunity to join a dedicated and committed Regulatory, QA & PV team under expansion, which is a key function within the Medical department at Nordic Infucare. To succeed in the role of Regulatory...

  • Regulatory Affairs Manager

    6 days ago

    Stockholm, Stockholm, Sweden TN Sweden Full time

    Permobil is a global company with a presence in over 100 countries, and we are committed to making a positive impact on the lives of people with disabilities.We are seeking a Regulatory Affairs Manager to join our team and help us navigate the complex regulatory landscape and ensure that our products meet the highest standards of quality and safety.The...

  • Regulatory & ESG Reporting Manager till Hoist Finance

    2 weeks ago

    Stockholm, Stockholm, Sweden Länk Recruitment Full time

    Hoist Finance är en förvaltare specialiserad på förfallna lån. I över 25 år har vi fokuserat på att investera i och förvalta skuldportföljer. Vi är en partner till internationella banker och finansiella institut i hela Europa och förvärvar portföljer av förfallna lån. Vi är också en partner till privatpersoner och små och medelstora...

  • Regulatory Compliance Manager

    2 weeks ago

    Stockholm, Stockholm, Sweden Xoala Full time

    Xoala is a leading provider of payment solutions, committed to streamlining global finances by empowering businesses with innovative, secure, and efficient financial services. Xoala offers an all-in-one platform that allows you to handle international transactions, manage accounts in multiple currencies, and process payments securely—no matter where in the...

  • Investment Manager

    4 days ago

    Stockholm, Stockholm, Sweden Kale Fund Manager Full time

    Investment Manager – AgriFoodTech FundLocation: Stockholm, Sweden | Type: Full-time | Experience: 5+ yearsAbout UsKale Fund Manager is a leading investment firm specializing in AgriFoodTech and growth stage investments. We are committed to transforming the global food system by investing in innovative technologies that enhance productivity,...

  • Investment Manager

    2 days ago

    Stockholm, Stockholm, Sweden Kale Fund Manager Full time

    Investment Manager – AgriFoodTech FundLocation: Stockholm, Sweden | Type: Full-time | Experience: 5+ yearsAbout UsKale Fund Manager is a leading investment firm specializing in AgriFoodTech and growth stage investments. We are committed to transforming the global food system by investing in innovative technologies that enhance productivity, sustainability,...

  • Regulatory Affairs Specialist

    7 days ago

    Stockholm, Stockholm, Sweden Xoala Full time

    Job DescriptionXoala is looking for a Regulatory Compliance Manager to join our international team of talented individuals.The Regulatory Compliance Manager will be responsible for ensuring compliance with Swedish financial regulations, including:Acting as the primary contact with the Swedish Financial Supervisory Authority (SFSA) and other relevant...

  • Regulatory Compliance Professional

    4 hours ago

    Stockholm, Stockholm, Sweden Cognizant Technology Solutions Sweden AB - Stockholm Full time

    We are looking for a highly skilled Regulatory Compliance Professional to join our team at Cognizant Technology Solutions Sweden AB - Stockholm.About the JobThe Regulatory Compliance Professional will be responsible for completing Due Diligence on all external parties, monitoring and managing PII and Denied Party Screening requests, and maintaining brokerage...

  • Regulatory Compliance Auditor

    6 days ago

    Stockholm, Stockholm, Sweden SQA Services Full time

    About the Role:We are seeking a Regulatory Compliance Auditor to join our team at SQA Services. As a Regulatory Compliance Auditor, you will be responsible for ensuring that our clients' suppliers meet regulatory requirements.Key Responsibilities:Conduct audits of suppliers to ensure compliance with regulatory requirements.Identify and report any...

  • Regulatory Compliance Professional

    3 days ago

    Stockholm, Stockholm, Sweden LeoVegas Group Full time

    A BRIEF OVERVIEW OF THE ROLEThe ideal candidate will have expertise in relation to the technical implementation of regulatory compliance requirements, with a strong understanding of the Agile methodology and Change management.Previous experience in regulatory reporting and data models of Safe servers is also a plus.Essential skills include:A degree in the...

  • Regulatory Compliance Manager

    3 days ago

    Stockholm, Stockholm, Sweden Karo Healthcare Full time

    Job SummaryWe are seeking a highly skilled Team Lead Pharma Submissions & Compliance, Global Regulatory Affairs for our headquarter office in Stockholm, Sweden. As a key member of the Global Regulatory Affairs team, you will be responsible for managing Submissions & Compliance activities, ensuring compliance with regulatory requirements, and overseeing...

  • Regulatory Affairs

    1 week ago

    Stockholm, Stockholm, Sweden Galderma Full time

    Galderma is the emerging pure-play dermatology category leader, present in approximately 90 countries. We deliver an innovative, science-based portfolio of premium flagship brands and services that span the full spectrum of the fast-growing dermatology market through Injectable Aesthetics, Dermatological Skincare and Therapeutic Dermatology. Since our...

  • Regulatory Affairs Manager

    2 weeks ago

    Stockholm, Stockholm, Sweden PharmaRelations ApS Full time

    ConfidentialSweden - StockholmApply nowPharmaRelations is the market leading Life Science Group in the Nordics. Operating across the Nordics with offices in Sweden, Denmark, Finland, and Norway, we provide expert services that span clinical to post-marketing phases. Our Regulatory interim team is expanding, and we are seeking a consultant to a first...

  • Regulatory Affairs Manager

    1 week ago

    Stockholm, Stockholm, Sweden Einride Full time

    At Einride, we're not just moving freight; we're reshaping the future of transportation. By harnessing the power of cutting-edge autonomous and electric technologies, we provide freight capacity as a service, accelerating the world along the path toward our shared sustainability goals.Founded in Sweden in 2016, Einride became the first company in the world...

  • Senior Regulatory Affairs Specialist

    2 days ago

    Stockholm, Stockholm, Sweden Immense Group Full time

    Job DescriptionWe are seeking a skilled and experienced individual to join our Legal and Compliance department as a Senior Regulatory Affairs Specialist.Key Responsibilities:Regulatory Compliance: Stay up-to-date with regulatory developments, create and implement policies and procedures to ensure compliance, provide guidance and training to the team, manage...

  • Money Laundering Reporting Officer

    1 week ago

    Stockholm, Stockholm, Sweden Brite AB Full time

    About BriteFounded in 2019, Brite Payments is a leading open banking-powered account-to-account (A2A) payment provider of instant payments, payouts, and other financial services in Europe. Brite is committed to creating fast, secure, and transparent payment solutions that reduce risk for businesses and provide consumers with the best possible payment...