Senior Regulatory Specialist

9 hours ago


Stockholm, Stockholm, Sweden Nasdaq, Inc. Full time
About the Role:

The successful candidate will work as a Senior Regulatory Specialist alongside other experienced team members who have expertise working with Nasdaq Clearing and our trading venues in the Nordics and Baltics to comply with their regulatory reporting obligations under MIFID II/R, EMIR, and SFTR.

Key Responsibilities:

  • Monitoring of regulation changes and business/product changes which impact regulatory reporting regimes
  • Project implementation and new product/system support to analyze and assess the impact to regulatory reporting
  • Review and input on ESMA consultations
  • Regulator requests and communications
  • Incident and issue management advice and escalation
  • Coordination of Internal Audit and Compliance Review requests and follow-up on action points
  • Management Information and updates to the Exchanges, GMO management, Legal & Compliance, and Risk
  • Industry body meetings such as EACH, FIX, FESE, SSDA, ISDA, and FIA
  • Meetings, communications, and training with the operational reporting teams
  • Support for new products within the scope of the regulation
  • Review of policies, procedures, and controls in place and formulation of recommendations to improve reporting processes, quality of reporting, governance, and oversight of risks


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