Compliance Manager

1 day ago


Stockholm, Stockholm, Sweden FNZ (UK) Ltd Full time

FNZ (UK) Ltd is seeking a Compliance Manager - Regulatory Reporting to provide oversight for Regulatory Reporting, ensuring timeliness, accuracy, and completeness requirements of specific regulations are met. You will have hands-on experience of EMIR, MIFIR, ASIC, and MAS, as well as a proven track record of managing Regulatory Reporting projects.

Key Responsibilities:
  • Oversight of daily monitoring of transaction reporting across all regulations supported including the following jurisdictions: EMIR, MiFIR, ASIC, and MAS
  • Oversight of daily monitoring of orders and trades for Market Abuse
  • Reconciliation of trade data from primary source systems against regulatory submission reports extracted from the regulatory end point
  • Responsible for communicating reporting metrics to legal and compliance and escalating reporting breaches and failures
  • Point of contact and vendor liaison for the implementation of Regulatory Reporting services provided by vendor to FNZ

The ideal candidate will be able to work independently and with initiative, possess strong written and verbal communication skills in English, and have excellent organisational, administration, and time management skills. They will also have a desire to work as part of a global team.



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