Senior Regulatory Compliance Expert

4 days ago


Stockholm, Stockholm, Sweden TN Sweden Full time
Job Overview

The Listing Qualifications team at Nasdaq is responsible for ensuring that issuers and instruments meet the quality standards required by the exchange and underlying legislation. As a regulatory compliance specialist, you will be part of this team, assessing listing applications to ensure they meet the necessary requirements.

Key Responsibilities:
  • Assess listing applications to ensure they meet the quality standards required by Nasdaq.
  • Lead contact with companies and their advisors, close cooperation with the commercial side of Nasdaq.
  • External communication of Nasdaq's rules and processes through rulebooks, guidelines, and general information to the market.

Requirements:
  • Relevant work experience from an Exchange, regulator, law or accounting firm, or other company active in financial services.
  • Experience in working with rules and regulations and critically analyzing information.
  • Excellent communication skills in English and Swedish, both written and spoken.
  • High levels of attention to detail.
  • A commercial approach.
  • The ability to take ownership and work independently and closely with team members.


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