MIFID II/R Compliance Lead

18 hours ago


Stockholm, Stockholm, Sweden Nasdaq, Inc. Full time
Responsibilities

The MIFID II/R Compliance Lead will be responsible for:

  • Monitoring regulation changes and business/product changes impacting regulatory reporting regimes
  • Project implementation and new product/system support to analyze and assess impact on regulatory reporting
  • Reviewing and inputting on ESMA consultations
  • Coordinating regulator requests and communications
  • Incident and issue management advice and escalation
  • Coordination of Internal Audit and Compliance Review requests and follow-up on action points


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