Officer, Compliance
4 days ago
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Officer, Compliance & Regulatory Affairs Nordics, StockholmClient: AXA Group
Location: Stockholm, Sweden
Job Category: Other
EU work permit required: Yes
Job Reference:d8fe04d1e34d
Job Views:9
Posted:26.03.2025
Expiry Date:10.05.2025
Job Description:Compliance Officer, Nordics
We are now looking to add a Compliance Officer to our growing legal and compliance function based in Stockholm, Sweden working with the Nordic region (Sweden, Denmark, Norway and Finland). In this role you will develop and drive our compliance function to the next level for the Nordic countries. You report to the Head of Compliance and Regulatory Affairs, Europe with a dotted line to the Legal Counsel Nordic Region. As part of AXA XL you will also be contributing to business area- and group wide initiative on European and Global level.
DISCOVER your opportunity
What will your essential responsibilities include?
- Working in association with the Head of Compliance and Regulatory Affairs, Europe and the Legal Counsel, Nordic Region and the regional Compliance team to implement and monitor the local Compliance Programme and work with local management to promote a culture of compliance across the Nordic business.
- Provide timely and accurate advice to both internal and external stakeholders on compliance with local regulatory obligations, sanctions, licensing requirements and internal compliance requirements.
- Working closely with other control functions (locally/ regionally/ globally) (Risk Management, Finance and Internal Audit) to identify key control issues and ensure adequate controls are put in place to mitigate risks to the business.
- Periodic review and update of internal compliance policies and procedures, including Swedish, Norwegian and Danish FSA requirements and internal codes of conduct.
- Ongoing compliance monitoring and provision of compliance training to management and staff to address gaps/ topical issues affecting the Nordic business.
- Reviewing and monitoring regulatory and legislative updates impacting the Nordic business operations, ensuring that legal/ compliance obligations are understood by stakeholders and providing timely advice to the management, as appropriate.
- Work with colleagues in Group compliance on the horizon scanning programme and the implementation by the business of regulatory change applicable to the business.
- Work with the compliance monitoring, regulatory, complaints and conduct risk teams on compliance issues and regulatory matters arising and if required, escalate appropriately to the Head of Compliance.
- Support the Head of Compliance on all reporting requirements to internal and external stakeholders.
- Review and assess compliance breaches and work with Group compliance and the business to remediate.
- Main point of contact for and liaising closely with local regulatory authorities.
- Collaborate with the Legal Counsel Nordic Region to provide support to local underwriters during peak workload periods, ensuring that legal and compliance requirements are met in a timely and efficient manner within the Nordic business.
We're looking for someone who has these abilities and skills:
- Experience in compliance/ risk related roles, preferably in the insurance/reinsurance industry or other regulated financial services industry.
- Norwegian, Danish or Swedish Master's of Laws degree.
- Knowledge of the Norwegian and Danish legal systems would be desirable.
- Familiarity with local regulations and requirements.
- Strong communication skills with proven ability to communicate across all levels in the organisation and to communicate effectively with internal and external stakeholders.
- Excellent command of written and spoken English.
- Independent worker with excellent stakeholder management capability.
- You will have the ability to work in an international, multicultural environment within financial services.
FIND your future
AXA XL, the P&C and specialty risk division of AXA, is known for solving complex risks. For mid-sized companies, multinationals and even some inspirational individuals we don't just provide re/insurance, we reinvent it.
How? By combining a comprehensive and efficient capital platform, data-driven insights, leading technology, and the best talent in an agile and inclusive workspace, empowered to deliver top client service across all our lines of business − property, casualty, professional, financial lines and specialty.
With an innovative and flexible approach to risk solutions, we partner with those who move the world forward.
At AXA XL we are happy to talk flexible working. We are committed to building a diverse and inclusive workforce and consider flexible ways of working for every role. Talk to us about how we can make flexibility work for you.
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